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Steven Lewis is a registered investment advisor, based in Aberdeen, NC, with 37 years of industry experience.
Location
Aberdeen, NC
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
October 2010Regulatory
December 1989Final
Other Business ActivitiesSells Insurance
Steven works full-time as an investment advisor representative for Verity Asset Management. He also works as an independent contractor for Verity Financial Group, Inc. selling insurance and annuity products, and runs an internet publishing business reviewing wine kits, dedicating a few hours per week.
Employment History
Current Registrations
The Leaders Group, INC.Broker
November 2025 - Present · 8 mos
The Leaders Group, INC.
November 2025 - Present · 8 mos
Verity Asset Management
July 2011 - Present · 15 yrs
Previous Registrations
Verity Investments, INC.
October 2006 - July 2011 · 4 yrs 9 mos
Verity Investments, INC.Broker
October 2006 - November 2025 · 19 yrs 1 mo
The Householder Group, Estate & Retirement Specialists
March 2006 - October 2006 · 7 mos
Aig Financial Advisors, INC.Broker
January 2006 - August 2006 · 7 mos
Suntrust Investment Services, INC.
January 2005 - September 2005 · 8 mos
Suntrust Investment Services, INC.Broker
January 2005 - September 2005 · 8 mos
Ncf Financial Services, INC.Broker
December 2004 - January 2005 · 1 mo
Chase Investment Services CORP.
July 2002 - January 2005 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
April 2001 - January 2005 · 3 yrs 9 mos
The Dreyfus Service CorporationBroker
November 1990 - May 1999 · 8 yrs 6 mos
Castle Securities CORP.Broker
August 1989 - October 1990 · 1 yr 2 mos
Escalator Securities, INC.Broker
April 1989 - August 1989 · 4 mos
Investors Center, INC.Broker
July 1986 - March 1989 · 2 yrs 8 mos
State Registrations4 states
FLNCNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.