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JP
CFP · ChFC
JP
CFP · ChFC

James Pierik

Stratos Wealth Partners, LTD
40 Years of Experience
San Diego, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Pierik is a CFP, ChFC-designated registered investment advisor at Stratos Wealth Partners, LTD, based in San Diego, CA, with 40 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.

Stratos Wealth Partners, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
384 advisors
Number of Clients
25,391 clients
Average Client Portfolio
$734K average
Assets Under Management
$18.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12348 High Bluff Drive Ste 240, San Diego, CA, 92130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is a licensed insurance agent since 1996, selling fixed insurance products including fixed annuities, term, UL, LTC, DI, and health insurance, dedicating a few hours per week. He also provides investment advisory services through Stratos Wealth Partners LTD and works with LPL Financial, spending most of his time on these activities.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
January 2013 - Present · 13 yrs 9 mos
LPL Financial LLC
December 1997 - Present · 28 yrs 10 mos
LPL Financial LLC
October 1993 - Present · 33 yrs
LPL Financial LLCBroker
October 1993 - Present · 33 yrs
Previous Registrations
Financial Planning Consultants
October 2005 - January 2014 · 8 yrs 3 mos
Sentra Securities CorporationBroker
June 1990 - October 1993 · 3 yrs 4 mos
USA Financial Group, INC.Broker
April 1990 - June 1990 · 2 mos
Mutual Service CorporationBroker
February 1990 - May 1990 · 3 mos
Sentra Securities CorporationBroker
November 1989 - February 1990 · 3 mos
New England Securities CorporationBroker
July 1988 - November 1989 · 1 yr 4 mos
Cigna Securities, INC.Broker
July 1986 - August 1988 · 2 yrs 1 mo
State Registrations25 states
AZCACODCFLGAIDILLAMAMDMNNCNENHNMNVNYOKORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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