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CFP
NF
CFP

Nicole Farrar

Stratos Wealth Partners, LTD
4 Years of Experience
San Diego, CA
Sells Insurance
View SEC Summary
View SEC Summary

Nicole Farrar is a CFP-designated registered investment advisor at Stratos Wealth Partners, LTD, based in San Diego, CA, with 4 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.

Stratos Wealth Partners, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
384 advisors
Number of Clients
25,391 clients
Average Client Portfolio
$734K average
Assets Under Management
$18.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12348 High Bluff Drive, Suite 200, San Diego, CA, 92130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicole is a licensed health insurance agent assisting a few friends with enrollment, dedicating minimal time to this. She also works full-time as an associate advisor at Stratos Private Wealth, providing investment advisory and financial planning services.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Sagepoint Financial, INC.
June 2022 - July 2023 · 1 yr 1 mo
Sagepoint Financial, INC.Broker
February 2022 - July 2023 · 1 yr 5 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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