Bruce Fleet
Bruce Fleet is a registered investment advisor at Fleet Capital Management, LLC, based in Boulder, CO, with 37 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 19 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fleet Capital Management charges a percentage of the total assets managed for a family. The annual management fee is between 0.5% and 1% of all assets managed, based on the risk account level chosen by the client. Fees are negotiable for accounts over $5,000,000. Fees are charged monthly, in advance, based on the value of your portfolio on the last business day of the prior month. If you end the agreement before the end of the month, you'll get a refund of any unearned fees.
Location
4590 13th Street, Unit 103, Boulder, CO, 80304
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2009Regulatory
December 2005Customer Dispute
February 2002Customer Dispute
September 2001Customer Dispute
October 1994Customer Dispute
May 1994Employment History
Current Registrations
Fleet Capital Management, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential-Bache Securities INC.Broker
Painewebber IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.