John Mcgovern
John Mcgovern is a registered investment advisor at UBS Financial Services INC., based in Santa Barbara, CA, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
222 E. Carrillo St., Suite 106, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (5)
Judgment / Lien
April 2013Customer Dispute
November 2012Customer Dispute
May 2009Customer Dispute
December 2008Customer Dispute
March 2008Other Business Activities
John owns Big Johnny's Motorcars, where he buys, sells, and rents vintage cars, and is also a partner/owner in a home. He is also the President of Malavia Farms, a horse training business, but has no duties or responsibilities.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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