Nickolas Betta
Nickolas Betta is a registered investment advisor at Osaic Wealth, INC., based in Chesterfield, MO, with 39 years of industry experience. Nickolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
432 Willow Weald Path, Chesterfield, MO, 63005
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Regulatory History (1)
Customer Dispute
February 1994Other Business ActivitiesSells Insurance
Nickolas is affiliated with FSC Corporate RIA and is a registered representative of FSC Securities, potentially engaging in fixed insurance/annuities business. Currently, Nickolas has no fixed insurance clients and dedicates minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
John Hancock Distributors, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.