Gregory Pettys
Gregory Pettys is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Springfield, IL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3400 Wabash Ave, Springfield, IL, 62711
Get directionsHistory
Regulatory History (2)
Financial
November 2016Customer Dispute
August 1994Other Business ActivitiesSells Insurance
Gregory operates BOS Investment Services and BOS Wealth & Planning as DBAs for his LPL business. He is also an insurance consultant, author, speaker, prison ministry pastor, and has a financial institution duty at Bank of Springfield, taking about half of Gregory's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bos Asset Management, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Saybrus Equity Services, INCBroker
Phoenix Equity Planning CorporationBroker
Phoenix Equity Planning CorporationBroker
Sammons Securities Company, LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
First Allied Securities, INC.Broker
Lasalle St Securities, L.L.C.Broker
Prudential Securities IncorporatedBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.