Keith Gunther is a registered investment advisor at Legacy Investment Strategies, LLC, based in La Palma, CA, with 40 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 168 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%. Fees are negotiable based on factors such as historical relationships, asset types, and account size.
Fee Estimator
Location
6 Centerpointe Dr, Suite 700, La Palma, CA, 90623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keith operates MGM Financial Group as a DBA for his LPL business and also for tax preparation, spending about half of his time on the tax business. He also provides investment advisory services through Legacy Investment Strategies LLC, dedicating a few hours per week.
Employment History
Current Registrations
Legacy Investment Strategies, LLC
Previous Registrations
LPL Financial LLCBroker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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