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Michael Cunningham

36 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker

Michael Cunningham is a registered investment advisor at Wells Fargo Advisors, based in Rolling Hills Estates, CA, with 36 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 Silver Spur Rd, 3rd Fl Ste 300, Rolling Hills Estates, CA, 90275

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1979
Final Disposition
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2012 - Present · 14 yrs 6 mos
Wells Fargo Clearing Services, LLC
April 2012 - Present · 14 yrs 6 mos
Wells Fargo Advisors
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
February 1994 - June 2009 · 15 yrs 4 mos
Citigroup Global Markets INC.Broker
April 1993 - June 2009 · 16 yrs 2 mos
Glickenhaus & CO.Broker
September 1991 - April 1992 · 7 mos
Midland Montagu Securities INC.Broker
November 1989 - September 1990 · 10 mos
Printon, Kane Group, INC.Broker
September 1989 - October 1989 · 1 mo
Printon, Kane Government Securities, INC.Broker
February 1988 - September 1989 · 1 yr 7 mos
State Registrations17 states
AZCACOCTFLHIILKSMANENHNJNMNYOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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