Mark Schlig
Mark Schlig is a registered investment advisor at Wells Fargo Advisors, based in Rolling Hills Estates, CA, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
500 Silver Spur Rd, 3rd Fl Ste 300, Rolling Hills Estates, CA, 90275
Get directionsHistory
Regulatory History (9)
Customer Dispute
June 2009Customer Dispute
May 2003Customer Dispute
July 2002Customer Dispute
May 2002Employment Separation After Allegations
November 2001Customer Dispute
October 2001Customer Dispute
June 2000Customer Dispute
June 2000Criminal
September 1981Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
UBS Painewebber INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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