David Braud
David Braud is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Daphne, AL, with 39 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2210 Main St, Ste A, Daphne, AL, 36526
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2019Judgment / Lien
April 2019Other Business ActivitiesSells Insurance
David is the President/Treasurer of the Daphne Executive Center Condo Owner's Association and a Senior Advisor and Member Principal at Wealth Management Consultants LLC, where he provides investment advisory, tax preparation, insurance, and annuity services. He also owns and manages rental real estate and works as an independent insurance agent selling life insurance, fixed annuities, and index annuities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Wealth Management Consultants, LLC
Previous Registrations
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.