John Dennis
John Dennis is a ChFC-designated registered investment advisor at Osaic Institutions, INC., based in Kill Devil Hills, NC, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Location
202 S. Croatan Hwy, Kill Devil Hills, NC, 27948
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John participates in Southern Bank's Financial Advisor Referral Program since January 2024, referring business to bank partners. This investment-related activity offers a 1% increase in grid payout upon meeting referral goals.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Centura Securities INC.
RBC Centura Securities, INC.Broker
Compulife Investor Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott Brown, CFPEdward Jones