David Doughty is a registered investment advisor at UBS Financial Services INC., based in Plano, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
7250 DALLAS PARKWAY Suite120, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is a partner in Loveall Land & Production, involved in oil and gas exploration since 2011. He is also the executor for his mother's estate since 2019 and proprietor/owner of Loveall Land and Production II LLC since 2022, managing oil and gas royalty interests.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Anchor National Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Rauscher Pierce Refsnes, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.