Peter Rosa is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2019 - Present · 7 yrs
Morgan StanleyBroker
May 2019 - Present · 7 yrs
Previous Registrations
UBS Financial Services INC.
March 2006 - May 2019 · 13 yrs 2 mos
UBS Financial Services INC.Broker
March 2006 - May 2019 · 13 yrs 2 mos
Citigroup Global Markets INC.
July 1997 - April 2006 · 8 yrs 9 mos
Citigroup Global Markets INC.Broker
January 1991 - April 2006 · 15 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.