Richard Martin
Richard Martin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Goshen, NY, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
25 Main St, Ste 3-2, Goshen, NY, 10924-2144
Get directionsHistory
Regulatory History (8)
Customer Dispute
May 2021Customer Dispute
April 2019Judgment / Lien
March 2019Customer Dispute
August 2017Customer Dispute
August 2015Customer Dispute
December 2012Customer Dispute
November 2006Customer Dispute
June 1998Other Business Activities
Richard is the chairman of the board of directors for Martin, dedicating a few hours per week. He also has an ownership stake in another business, spending a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.