Thomas Gorman is a CFP-designated registered investment advisor, based in Goshen, NY, with 33 years of industry experience.
Location
3 Coates Drive, Suite 5, Goshen, NY, 10924
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is an independent contractor and business owner as a financial advisor, dedicating about half of his time to advising clients and presenting retirement plans through Raymond James. He is also an author, but currently spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
M&t Securities, INC.Broker
Liberty Securities CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.