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CFP
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CFP

Todd Riggin

LPL Financial LLC
34 Years of Experience
Hinsdale, IL
Broker
View SEC Summary
View SEC Summary

Todd Riggin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hinsdale, IL, with 34 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

50 South Lincoln, Hinsdale, IL, 60521

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Todd has a DBA for his LPL business called BMO Investment Services since 2021. He also has a financial institution duty with BMO Harris Bank since 2013.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
BMO Harris Financial Advisors, INC
December 2005 - March 2021 · 15 yrs 3 mos
BMO Harris Financial Advisors, INC.Broker
December 2005 - March 2021 · 15 yrs 3 mos
Harrisdirect LLCBroker
May 2002 - December 2005 · 3 yrs 7 mos
Harrisdirect LLC
December 2001 - December 2005 · 4 yrs
Harris Investorline INC.Broker
October 2001 - May 2002 · 7 mos
Dreher & Associates, INC.Broker
July 1988 - March 1996 · 7 yrs 8 mos
American Express Financial Advisors INC.Broker
July 1986 - July 1988 · 2 yrs
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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