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Adam Joseph Cabibi

Ladenburg Thalmann Asset Management INC
39 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Ladenburg Thalmann Asset Management INC
Compensation
Fee-Only (AUM)
Firm Size
20 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Financial Planning:Investment management only

Location

3295 River Exchange Dr, Suite 574, Norcross, GA, 30092

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Award / Judgment
Customer Dispute
November 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Adam owns Icon Asset Management, a shell LLC used for personal business expenses, dedicating minimal time. He also established VisionQuest Capital LLC for investments, but it is currently inactive.

Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
July 2024 - Present · 1 yr 7 mos
Ladenburg Thalmann & CO. INC.Broker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Carter, Terry & Company, INC.
March 2017 - August 2024 · 7 yrs 5 mos
Carter, Terry & Company, INC.Broker
June 2012 - August 2024 · 12 yrs 2 mos
L.M. Kohn & Company
January 2012 - June 2012 · 5 mos
L.M. Kohn & CompanyBroker
January 2012 - June 2012 · 5 mos
Midsouth Capital, INC.
January 2011 - January 2012 · 1 yr
Midsouth Capital, INC.
July 2005 - December 2010 · 5 yrs 5 mos
Midsouth Capital, INC.Broker
July 2005 - February 2012 · 6 yrs 7 mos
Deutsche Bank Securities INC.
January 2005 - July 2005 · 6 mos
Deutsche Bank Securities INC.Broker
January 2001 - July 2005 · 4 yrs 6 mos
Db Alex. Brown LLCBroker
February 1999 - January 2001 · 1 yr 11 mos
Bear, Stearns & CO. INC.Broker
January 1989 - February 1999 · 10 yrs 1 mo
Marshall & CO. Securities, INC.Broker
September 1987 - January 1989 · 1 yr 4 mos
Blackstock & Landstreet, INC.Broker
March 1987 - August 1987 · 5 mos
J. W. Gant & Associates, INC.Broker
January 1987 - March 1987 · 2 mos
Michelin and Company, INC.Broker
August 1986 - January 1987 · 5 mos
State Registrations6 states
CAFLGAILNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.