BC
BC

Belfield Carter

22 Years of Experience
1 DisclosureBroker

Belfield Carter is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Norcross, GA, with 22 years of industry experience. Belfield operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,334 clients with $5.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Investment management only (planning not offered)

Ladenburg Thalmann Asset Management manages investments through various programs and separately managed accounts. Fees for these services are determined by the specific program or agreement and are subject to negotiation. Details and fee schedules for Ladenburg-sponsored programs are available upon request. For separately managed accounts, fees are generally charged quarterly, either in advance or in arrears, as specified in the client agreement.

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Location

3295 River Exchange Dr Suite 574, Norcross, GA, 30092

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History

Regulatory History (1)
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Judgment / Lien
September 2024
Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
July 2024 - Present · 1 yr 9 mos
Ladenburg Thalmann & CO. INC.Broker
July 2024 - Present · 1 yr 9 mos
Previous Registrations
Carter, Terry & Company, INC.
March 2017 - July 2024 · 7 yrs 4 mos
Carter, Terry & Company, INC.Broker
March 2005 - July 2024 · 19 yrs 4 mos
Park Avenue Securities LLCBroker
February 2001 - October 2002 · 1 yr 8 mos
State Registrations5 states
DCFLGANCNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.