GB
CFP
GB
CFP
George Brown
39 Years of Experience
Albany, NY
2 DisclosuresBroker
George Brown is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albany, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
100 Great Oaks Blvd, Suite 111, Albany, NY, 12203
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008Denied
Customer Dispute
May 2000Denied
Other Business Activities
George is the owner of Brown Investment Strategies, LLC, which is a branch DBA. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2021 - Present · 5 yrs 1 mo
Raymond James Financial Services, INC.Broker
December 2010 - Present · 15 yrs 7 mos
Previous Registrations
Edward Jones
October 2007 - November 2010 · 3 yrs 1 mo
Edward JonesBroker
October 1991 - November 2010 · 19 yrs 1 mo
Invest Financial CorporationBroker
August 1986 - October 1991 · 5 yrs 2 mos
State Registrations17 states
AZCACTFLILMAMDMENCNJNVNYOHPASCTNWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.