George Bates is a registered investment advisor, based in Austin, TX, with 36 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2802 Flintrock Trace #B107, Austin, TX, 78738
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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George works for three affiliates of Bates Securities, Inc. He is also a licensed attorney, spending minimal time on legal work. Additionally, George is the Managing Member of Global Proppant Supply LLC and ASG Holdings LLC, dedicating nearly full-time hours to Global Proppant Supply and minimal time to ASG Holdings.
Employment History
Current Registrations
Bates Financial Advisors, INC.
Bates Securities, INC.Broker
Bates Securities, INC.
Previous Registrations
Bates Securities, INC.Broker
Bates Financial Advisors, INC.
Bates Financial Advisors, INC.
Bates Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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