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Carlos Lowenberg

Masterpiece Capital, LLC
31 Years of Experience
Austin, TX
5 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Carlos Lowenberg is a ChFC-designated registered investment advisor at Masterpiece Capital, LLC, based in Austin, TX, with 31 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 25 clients with $120M in assets under management.

Masterpiece Capital, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
25 clients
Average Client Portfolio
$5.0M average
Assets Under Management
$124.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee for asset management services will not exceed 1.50%. When utilizing third-party managers, the maximum annual fee will not exceed 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Austin, TX

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2017
Final
Customer Dispute
April 2012
Settled
Employment Separation After Allegations
October 2010
Customer Dispute
September 2003
Closed-No Action
Criminal
October 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carlos is a managing member of Tulum Sunshine Partners LLC (a holding company), Lowenberg Consulting Group, LLC (business planning/consulting), and Masterpiece Advisory Group, LLC (non-RIA consulting). He also provides insurance services as a member of NFP Insurance, and spends minimal time on each of these activities.

Employment History
Current Registrations
Masterpiece Capital, LLC
November 2017 - Present · 9 yrs
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - December 2017 · 1 yr 8 mos
NFP Advisor Services, LLC
October 2010 - September 2016 · 5 yrs 11 mos
Kestra Investment Services, LLCBroker
October 2010 - December 2017 · 7 yrs 2 mos
NFP Securities, INC.
October 2010 - October 2010 · 0 mos
Lowenberg Wealth Management Group, LLC
May 2003 - January 2012 · 8 yrs 8 mos
Eagle Strategies LLC
December 1999 - November 2010 · 10 yrs 11 mos
Nylife Securities LLCBroker
October 1999 - November 2010 · 11 yrs 1 mo
Mony Securities CorporationBroker
March 1997 - November 1999 · 2 yrs 8 mos
Chubb Securities CorporationBroker
April 1996 - March 1997 · 11 mos
Mony Securities CORP.Broker
June 1995 - April 1996 · 10 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Carlos Lowenberg - Financial Advisor | TrueAdvisor