Carlos Herman Lowenberg

ChFC

30 Years of Experience

5 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Masterpiece Capital, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

25 clients

Average Client Portfolio

$5.5M average

Assets Under Management

$138.0M

Fee Structure

Location

906 Rio Grande Street, Suite 200, Austin, TX, 78701

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

June 2017

Final

Customer Dispute

April 2012

Settled

Employment Separation After Allegations

October 2010

Customer Dispute

September 2003

Closed-No Action

Criminal

October 1987

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Carlos is a managing member of Tulum Sunshine Partners LLC (a holding company), Lowenberg Consulting Group, LLC (business planning/consulting), and Masterpiece Advisory Group, LLC (non-RIA consulting). He also provides insurance services as a member of NFP Insurance, and spends minimal time on each of these activities.

Employment History

Current Registrations

Masterpiece Capital, LLC

November 2017 - Present · 8 yrs 3 mos

Previous Registrations

Kestra Advisory Services, LLC

April 2016 - December 2017 · 1 yr 8 mos

NFP Advisor Services, LLC

October 2010 - September 2016 · 5 yrs 11 mos

Kestra Investment Services, LLCBroker

October 2010 - December 2017 · 7 yrs 2 mos

NFP Securities, INC.

October 2010 - October 2010 · 0 mos

Lowenberg Wealth Management Group, LLC

May 2003 - January 2012 · 8 yrs 8 mos

Eagle Strategies LLC

December 1999 - November 2010 · 10 yrs 11 mos

Nylife Securities LLCBroker

October 1999 - November 2010 · 11 yrs 1 mo

Mony Securities CorporationBroker

March 1997 - November 1999 · 2 yrs 8 mos

Chubb Securities CorporationBroker

April 1996 - March 1997 · 11 mos

Mony Securities CORP.Broker

June 1995 - April 1996 · 10 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.