JC
JC
James Chaffin
38 Years of Experience
Lakeland, FL
2 DisclosuresBroker
James Chaffin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lakeland, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
1525 S. Florida Avenue, Suite 2, Lakeland, FL, 33813
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Settled
Customer Dispute
March 2008Settled
Other Business Activities
James is an associate/employee and owner of Chaffin Capital Advisors, a support company, since 2019. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - October 2019 · 3 yrs 2 mos
Suntrust Investment Services, INC.
April 1996 - December 2016 · 20 yrs 8 mos
Suntrust Investment Services, INC.Broker
February 1996 - October 2019 · 23 yrs 8 mos
Laughlin Group Advisors, INC.Broker
January 1994 - September 1995 · 1 yr 8 mos
Jmc Financial CorporationBroker
October 1991 - January 1994 · 2 yrs 3 mos
Investors Choice Securities INC.Broker
January 1991 - July 1992 · 1 yr 6 mos
First Enco Securities, INC.Broker
November 1988 - November 1989 · 1 yr
First Enco Securities, INC.Broker
July 1986 - November 1989 · 3 yrs 4 mos
State Registrations7 states
ALFLGAILMSNCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.