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Kenneth Compton

Raymond James Financial Services Advisors, INC
28 Years of Experience
Lakeland, FL
2 DisclosuresBroker
View SEC Summary
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Kenneth Compton is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lakeland, FL, with 28 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1525 S. Florida Avenue, Suite 2, Lakeland, FL, 33813

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
Customer Dispute
July 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is involved in several outside business activities, including rental real estate, a family farm, and serving as a director for Gulf Atlantic Bank and Prime Meridian Bancorp. He also owns a support company to run payroll and expenses, and is a partner in CMJP Holdings, Investments, and Operations.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2014 - Present · 12 yrs 3 mos
Raymond James Financial Services, INC.Broker
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2006 - June 2014 · 7 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2006 - June 2014 · 7 yrs 9 mos
Citigroup Global Markets INC.
May 1998 - September 2006 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
May 1998 - September 2006 · 8 yrs 4 mos
State Registrations33 states
ALARAZCACOFLGAHIIDILKYLAMAMDMIMNMOMSMTNCNHNJNMNVNYOHORPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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