Marilyn Carter-Hogan
Marilyn Carter-Hogan is a registered investment advisor at Regal Advisory Services, INC., based in Glenview, IL, with 36 years of industry experience. Marilyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marilyn is the founder of Carter Capital Management, dedicating full-time hours to this role. She also acts as an agent for several insurance companies, providing annuity products to clients, and spends minimal time on each.
Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Previous Registrations
Brokersxpress LLCBroker
Brokersxpress LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Blunt Ellis & Loewi IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.