JS
JS
James Solano is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
89 Broad Street, Red Bank, NJ, 07701-1922
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Regulatory History (3)
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Judgment / Lien
July 2025Customer Dispute
June 2007Denied
Customer Dispute
May 2007Denied
Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 11 mos
Morgan Stanley
August 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2011 - August 2017 · 6 yrs 7 mos
Raymond James Financial Services, INC.Broker
September 2010 - December 2010 · 3 mos
G Capital Advisors, LLC
May 2009 - September 2009 · 4 mos
Deutsche Bank Securities INC.
February 2002 - June 2003 · 1 yr 4 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2008 · 7 yrs 8 mos
Db Alex. Brown LLCBroker
September 2000 - January 2001 · 4 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1999 - September 2000 · 1 yr 8 mos
Bt Alex. Brown IncorporatedBroker
September 1997 - January 1999 · 1 yr 4 mos
Alex. Brown & Sons IncorporatedBroker
February 1994 - September 1997 · 3 yrs 7 mos
Prudential Securities IncorporatedBroker
January 1988 - February 1994 · 6 yrs 1 mo
State Registrations38 states
ALAZCACOCTDCDEFLGAILINKSKYMAMDMEMIMNMOMTNCNDNJNMNVNYOHORPAPRRISCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.