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Christopher Twomey

Oppenheimer & CO. INC.
30 Years of Experience
Boston, MA
1 DisclosureBroker
View SEC Summary
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Christopher Twomey is a registered investment advisor at Oppenheimer & CO. INC., based in Boston, MA, with 30 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

255 State Street, 5th Floor, Boston, MA, 02109

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History

Regulatory History (1)
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Customer Dispute
September 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is a trustee for several trusts, including the Annabella, Eliza & Lucas Twomey Trust and the Lee J Twomey Marital Trust. He also serves as a corporator for Winchester Savings Bank, attending annual meetings.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2008 - Present · 18 yrs 9 mos
Oppenheimer & CO. INC.Broker
November 2007 - Present · 18 yrs 11 mos
Oppenheimer & CO. INC.
November 2007 - Present · 18 yrs 11 mos
Previous Registrations
Banc of America Securities LLCBroker
October 1997 - May 2007 · 9 yrs 7 mos
Montgomery SecuritiesBroker
August 1996 - October 1997 · 1 yr 2 mos
Tucker Anthony IncorporatedBroker
March 1993 - July 1994 · 1 yr 4 mos
State Registrations17 states
AZCACTDCFLILMAMDMENHNJNYPARISCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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