WH
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William Hamel

39 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

William Hamel is a registered investment advisor at RBC Capital Markets, LLC, based in Greenwood Village, CO, with 39 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5251 Dtc Parkway, Suite 1200, Greenwood Village, CO, 80111-2737

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History

Regulatory History (1)
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Criminal
July 2014
Final Disposition
Other Business Activities

William is an active owner and landlord of an apartment rental since November 2023. He spends minimal time on this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2022 - Present · 4 yrs
RBC Capital Markets, LLC
September 2022 - Present · 4 yrs
RBC Capital Markets, LLCBroker
September 2022 - Present · 4 yrs
Previous Registrations
Oppenheimer & CO. INC.
November 2011 - September 2022 · 10 yrs 10 mos
Oppenheimer & CO. INC.Broker
November 2011 - September 2022 · 10 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
February 1987 - April 1988 · 1 yr 2 mos
State Registrations29 states
AZCACOCTDCDEFLGAIDILKSKYMAMDMIMOMTNCNDNENMOKORSDTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.