Caroline Hansen
Caroline Hansen is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Greenwood Village, CO, with 44 years of industry experience. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5251 Dtc Parkway, Suite 1200, Greenwood Village, CO, 80111-2737
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2014Customer Dispute
December 2004Criminal
December 1971Other Business Activities
Caroline was on the Board of Directors for Heritage Enclave Homeowners Association from 2015 to 2017, assisting with approvals, complaints, and contracts. This required minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Boettcher & Company, INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Hanifen, Imhoff Securities CORP.Broker
Hanifen, Imhoff INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.