James Peters
James Peters is a registered investment advisor at Risk Paradigm Group, LLC, based in Birmingham, MI, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management. Their firm serves 3 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Maximum annual management fee of up to 0.75%. Fees may be negotiable based on specific requirements.
Fee Estimator
Location
255 East Brown Street, Suite 101, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 1998Customer Dispute
January 1996Customer Dispute
May 1993Employment Separation After Allegations
May 1993Other Business Activities
James spends a few hours per week on administrative tasks for Tactical Allocation Group, LLC. This work is performed outside of trading hours.
Employment History
Current Registrations
Risk Paradigm Group, LLC
Rpg Family Wealth Advisory, LLC
Previous Registrations
Tactical Allocation Group, LLC
Leonard & CompanyBroker
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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