MF
MF

Michael Ferconio

38 Years of Experience
Chicago, IL
Broker

Michael Ferconio is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.
April 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2020 - Present · 6 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2009 - April 2020 · 11 yrs 2 mos
UBS Financial Services INC.
February 2009 - April 2020 · 11 yrs 2 mos
Barclays Capital INC.
January 2009 - March 2009 · 2 mos
Barclays Capital INC.Broker
September 2008 - March 2009 · 6 mos
Lehman Brothers INC.
May 2004 - October 2008 · 4 yrs 5 mos
Lehman Brothers INC.Broker
May 2004 - September 2008 · 4 yrs 4 mos
Bear, Stearns & CO. INC.
June 2001 - May 2004 · 2 yrs 11 mos
Bear, Stearns & CO. INC.Broker
May 2001 - May 2004 · 3 yrs
Db Alex. Brown LLCBroker
September 1997 - March 2000 · 2 yrs 6 mos
Alex. Brown & Sons IncorporatedBroker
May 1997 - September 1997 · 4 mos
Painewebber IncorporatedBroker
March 1994 - April 1997 · 3 yrs 1 mo
Smith Barney Shearson INC.Broker
July 1993 - March 1994 · 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1986 - April 1988 · 1 yr 8 mos
State Registrations12 states
AZCAFLIAILINMDMIMNSCUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.