Michael Gronlund
Michael Gronlund is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Scottsdale, AZ, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
14850 North Scottsdale Road, Suite 450, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Michael owns a second home in Sunriver, Oregon, which is rented out through a management company when not in use. This activity, which is not investment-related, requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Marketing CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.