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Michael Gronlund

Stifel, Nicolaus & Company, Incorporated
39 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
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Michael Gronlund is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Scottsdale, AZ, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14850 North Scottsdale Road, Suite 450, Scottsdale, AZ, 85254

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns a second home in Sunriver, Oregon, which is rented out through a management company when not in use. This activity, which is not investment-related, requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
April 2014 - Present · 12 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
October 2013 - April 2014 · 6 mos
UBS Financial Services INC.Broker
November 2008 - April 2014 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1992 - December 2008 · 16 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - December 2008 · 21 yrs 8 mos
Ids Marketing CorporationBroker
August 1986 - December 1986 · 4 mos
State Registrations17 states
AZCACOIDILMAMDNCNVNYOHORPATXUTWAWI
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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