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Anthony Maniscalco

37 Years of Experience
Brooklyn, NY
2 DisclosuresBroker

Anthony Maniscalco is a registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn, NY, with 37 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4401 13th Ave, Brooklyn, NY, 11219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Denied
Customer Dispute
May 2001
Settled
Other Business Activities

Anthony is a board of trustees member for Have a Heart Foundation of Staten Island and a board of directors member for Italian Club of Staten Island Foundation Inc., dedicating minimal time to each. He is also a general member of the North Central Kiwanis Club of Staten Island, spending a few hours per week.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2025 - Present · 1 yr
Cetera Investment Advisers LLC
July 2025 - Present · 1 yr
Previous Registrations
Osaic Institutions, INC.Broker
June 2023 - July 2025 · 2 yrs 1 mo
Osaic Institutions, INC.
June 2023 - July 2025 · 2 yrs 1 mo
Cetera Investment Advisers LLC
June 2021 - May 2023 · 1 yr 11 mos
Cetera Investment Services LLCBroker
May 2021 - May 2023 · 2 yrs
Santander Securities
April 2019 - May 2021 · 2 yrs 1 mo
Santander Securities LLCBroker
February 2019 - May 2021 · 2 yrs 3 mos
LPL Financial LLCBroker
February 2018 - March 2019 · 1 yr 1 mo
Lincoln Financial Distributors, INC.Broker
August 2013 - January 2018 · 4 yrs 5 mos
Guardian Investor Services LLCBroker
August 2012 - November 2012 · 3 mos
Hartford Life Distributors, LLCBroker
May 2006 - July 2012 · 6 yrs 2 mos
Dws Scudder Distributors, INC.Broker
March 2003 - May 2006 · 3 yrs 2 mos
Tower Square Securities, INC.Broker
May 2002 - March 2003 · 10 mos
Citicorp Investment ServicesBroker
June 1992 - February 2002 · 9 yrs 8 mos
Citicorp Financial Services,inc.Broker
February 1991 - June 1992 · 1 yr 4 mos
Citicorp Financial Services,inc.Broker
November 1990 - June 1992 · 1 yr 7 mos
Prudential-Bache Securities INC.Broker
August 1989 - November 1990 · 1 yr 3 mos
Thomson Mckinnon Securities INC.Broker
February 1989 - August 1989 · 6 mos
D. H. Blair & CO., INC.Broker
August 1987 - February 1989 · 1 yr 6 mos
State Registrations3 states
FLNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.