Gerard Duphiney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denville, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
145 Diamond Spring Rd, Denville, NJ, 07834-2720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gerard operates under the DBA Duphiney Financial Networks since 2008 and is involved in independent film projects. He also has interests in real estate rentals, including a family vacation home and Drareg & Nnelg, LLC, and Duphiney Holdings, LLC, dedicating minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations36 states
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