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Scott Costine

LPL Financial LLC
35 Years of Experience
Denville, NJ
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Costine is a registered investment advisor at LPL Financial LLC, based in Denville, NJ, with 35 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5 E Main St Ste 2B, Denville, NJ, 07834

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Customer Dispute
May 2008
Settled
Customer Dispute
June 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is an artist, operates under a DBA for his LPL business, and owns Scott E Costine Investment Advisory Services LLC. He also sells non-variable insurance and is an author, dedicating minimal time to most of these activities, and a few hours per week to writing.

Employment History
Current Registrations
LPL Financial LLC
April 2018 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - April 2018 · 5 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2018 · 5 yrs 6 mos
Chase Investment Services CORP.
August 2002 - October 2012 · 10 yrs 2 mos
Chase Investment Services CORP.Broker
September 1999 - October 2012 · 13 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
March 1996 - January 1999 · 2 yrs 10 mos
Painewebber IncorporatedBroker
December 1994 - November 1995 · 11 mos
Smith Barney INC.Broker
July 1993 - September 1994 · 1 yr 2 mos
Lehman Brothers INC.Broker
September 1992 - July 1993 · 10 mos
Advest, INC.Broker
May 1992 - September 1992 · 4 mos
Krutoy, Molinari, Ulrich & Company, INC.Broker
March 1991 - October 1991 · 7 mos
First Interregional Equity CORP.Broker
August 1989 - February 1991 · 1 yr 6 mos
State Registrations12 states
CACTFLMDMENCNJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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