JG
JG

John Griffin

38 Years of Experience
West Conshohocken, PA
BrokerSells Insurance

John Griffin is a registered investment advisor at Morgan Stanley, based in West Conshohocken, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Front Street, Suite 600, West Conshohocken, PA, 19428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an independent TV broadcaster for college basketball games, working a few hours per week. He also serves on various committees for Independence Health Group and on the Advisory Board for University City Science Center, dedicating minimal time to each.

Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 5 mos
Morgan StanleyBroker
April 2016 - Present · 10 yrs 5 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
April 2013 - May 2016 · 3 yrs 1 mo
Credit Suisse Securities (USA) LLCBroker
April 2013 - May 2016 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
February 2011 - April 2013 · 2 yrs 2 mos
Zeke Capital Advisors, LLC
October 2008 - February 2011 · 2 yrs 4 mos
Chartwell Investment Partners
January 2006 - September 2008 · 2 yrs 8 mos
Foreside Fund Services, LLCBroker
December 2004 - November 2005 · 11 mos
Credit Suisse First Boston
January 2003 - May 2004 · 1 yr 4 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 2002 - January 2003 · 6 mos
Credit Suisse First Boston LLCBroker
November 2000 - May 2004 · 3 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1995 - January 2003 · 7 yrs 6 mos
Prudential Securities IncorporatedBroker
September 1993 - July 1995 · 1 yr 10 mos
Smith Barney Shearson INC.Broker
July 1993 - September 1993 · 2 mos
Lehman Brothers INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
John Hancock Distributors, INC.Broker
April 1991 - April 1992 · 1 yr
John Hancock Mutual Life Insurance CompanyBroker
April 1991 - April 1992 · 1 yr
Painewebber IncorporatedBroker
August 1986 - November 1990 · 4 yrs 3 mos
State Registrations31 states
AZCACOCTDCDEFLGAHIIAILINMAMDMINCNJNVNYOHOKPARISCSDTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Griffin - Financial Advisor | TrueAdvisor