Neil Graff
Neil Graff is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Sioux Falls, SD, with 39 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
1324 S. Minnesota Ave, Sioux Falls, SD, 57105
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Regulatory History (1)
Customer Dispute
December 2004Other Business ActivitiesSells Insurance
Neil is an investment representative at Graff Capital and an independent insurance agent since 2019. He sells non-variable insurance.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Securities America, INC.Broker
Eide Bailly Securities, LLCBroker
Eide Bailly Advisors, LLC
Cap Pro Brokerage Services, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Fbl Marketing Services, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.