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Andrew Kiernan

32 Years of Experience
Studio City, CA
Broker

Andrew Kiernan is a registered investment advisor at UBS Financial Services INC., based in Studio City, CA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Studio City, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is involved with Children Mending Hearts and The Paley Center for Media, assisting with fundraising and participating in media forums. He also owns Kiernan Films LLC, is a partner in Tazzle Pictures LLC, and owns Mecca Lecca Hi Mecca Hiney Holdings LLC, focusing on film production and real estate investments.

Employment History
Current Registrations
UBS Financial Services INC.
February 2014 - Present · 12 yrs 3 mos
UBS Financial Services INC.
October 1993 - Present · 32 yrs 7 mos
UBS Financial Services INC.Broker
October 1993 - Present · 32 yrs 7 mos
Previous Registrations
Piper Jaffray INC.Broker
April 1993 - August 1993 · 4 mos
State Registrations24 states
AZCACOCTFLGAHIIAIDILINLAMNMOMTNCNYOHORPASCTNWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Andrew Kiernan - Financial Advisor | TrueAdvisor