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Richard Tenison

Fifth Third Securities, INC.
40 Years of Experience
Newburgh, IN
2 DisclosuresBroker
View SEC Summary
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Richard Tenison is a registered investment advisor at Fifth Third Securities, INC., based in Newburgh, IN, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8422 Bell Oaks Drive, Newburgh, IN, 47630

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Denied
Customer Dispute
August 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.
November 2005 - Present · 20 yrs 11 mos
Fifth Third Securities, INC.Broker
February 2000 - Present · 26 yrs 8 mos
Previous Registrations
Wedgewood Partners, INC.Broker
April 1999 - February 2000 · 10 mos
Liberty Securities CorporationBroker
March 1997 - April 1999 · 2 yrs 1 mo
City Securities CorporationBroker
November 1996 - February 1997 · 3 mos
1717 Capital Management CompanyBroker
April 1994 - November 1996 · 2 yrs 7 mos
First Securities Network CorporationBroker
March 1993 - April 1994 · 1 yr 1 mo
John Hancock Distributors, INC.Broker
February 1992 - March 1993 · 1 yr 1 mo
John Hancock Mutual Life Insurance CompanyBroker
September 1986 - March 1993 · 6 yrs 6 mos
John Hancock Distributors, INC.Broker
September 1986 - December 1990 · 4 yrs 3 mos
State Registrations23 states
AKALCACOFLILINKYMAMDMIMNMONCNVOHPASCTNTXWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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