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Michael Mccaw

39 Years of Experience
Leawood, KS
Broker

Michael Mccaw is a registered investment advisor at Ameriprise Financial Services, LLC, based in Leawood, KS, with 39 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4200 W 115th St Ste 200, Leawood, KS, 66211-2729

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Previous Registrations
Ameriprise Advisor Services, INC.
February 2005 - October 2009 · 4 yrs 8 mos
Ameriprise Advisor Services, INC.Broker
February 2005 - October 2009 · 4 yrs 8 mos
Wachovia Securities, LLC
November 2003 - March 2005 · 1 yr 4 mos
Wachovia Securities, LLCBroker
September 1990 - March 2005 · 14 yrs 6 mos
Boettcher & Company, INC.Broker
November 1989 - September 1990 · 10 mos
Painewebber IncorporatedBroker
September 1986 - December 1989 · 3 yrs 3 mos
State Registrations36 states
AKALARAZCACOCTDEFLGAILINKSLAMDMEMIMNMONCNENHNMNVNYOHOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.