JG
JG
Jon Gabrielson
40 Years of Experience
Phoenix, AZ
4 DisclosuresBroker
Jon Gabrielson is a registered investment advisor at UBS Financial Services INC., based in Phoenix, AZ, with 40 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
2575 East Camelback Road, Suite 900, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Customer Dispute
October 2003Denied
Criminal
August 1975Final Disposition
Customer Dispute
Settled
Employment History
Current Registrations
UBS Financial Services INC.
June 2006 - Present · 20 yrs 4 mos
UBS Financial Services INC.
June 2006 - Present · 20 yrs 4 mos
UBS Financial Services INC.Broker
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
July 2003 - June 2006 · 2 yrs 11 mos
Wachovia Securities, LLCBroker
July 2003 - June 2006 · 2 yrs 11 mos
Prudential Securities Incorporated
February 1989 - July 2003 · 14 yrs 5 mos
Prudential Securities IncorporatedBroker
September 1986 - July 2003 · 16 yrs 10 mos
State Registrations12 states
AZCAHIIAILMNNCNYORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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