Raymond Keogh
Raymond Keogh is a registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 35 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
6117 Highway 6 N, Houston, TX, 77084
Get directionsHistory
Regulatory History (3)
Criminal
November 2016Customer Dispute
November 2008Criminal
October 1971Other Business Activities
Raymond is an owner/partner in Ray-LK Investments, a residential real estate leasing business in Arizona, since 2022. The property will be managed by a realtor, and Raymond spends minimal time on this activity.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
Atlas Securities, INC.Broker
Sunamerica Securities, INC.Broker
Charles Schwab & CO., INC.Broker
Simmons & Bishop CO. INC.Broker
Olde Discount CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
A. G. Edwards & Sons, INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.