PC
PC

Paula Ciotti

16 Years of Experience
Greenwood Village, CO
Broker

Paula Ciotti is a registered investment advisor, based in Greenwood Village, CO, with 16 years of industry experience.

Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Financial Services, INC.
July 2022 - Present · 4 yrs 2 mos
Empower Advisory Group, LLC
July 2022 - Present · 4 yrs 2 mos
Empower Financial Services, INC.Broker
July 2022 - Present · 4 yrs 2 mos
Previous Registrations
Santander Securities
September 2018 - June 2022 · 3 yrs 9 mos
Santander Securities LLCBroker
May 2018 - June 2022 · 4 yrs 1 mo
Northwestern Mutual Investment Services,llc
May 2017 - December 2017 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
May 2017 - December 2017 · 7 mos
Morgan Stanley
July 2014 - October 2016 · 2 yrs 3 mos
Morgan StanleyBroker
July 2014 - October 2016 · 2 yrs 3 mos
TD Ameritrade, INC.
January 2012 - June 2014 · 2 yrs 5 mos
Amerivest Investment Management, LLC
January 2012 - June 2014 · 2 yrs 5 mos
TD Ameritrade, INC.Broker
December 2011 - June 2014 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2011 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
March 2008 - October 2009 · 1 yr 7 mos
State Registrations46 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Paula Ciotti - Financial Advisor | TrueAdvisor