Kathryn Hackney
Kathryn Hackney is a registered investment advisor at LPL Financial LLC, based in Orange, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2512 E Chapman Avenue, Orange, CA, 92869
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2023Customer Dispute
May 2006Other Business Activities
Kathryn operates under the DBA SchoolsFirst Investment Services for her LPL business since 2022. She also serves as a financial advisor at SchoolsFirst FCU since 2018.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
Great Western Financial Securities CorporationBroker
Asb Financial ServicesBroker
First American National Securities, INC.Broker
Agfc Investment SecuritiesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.