Rainier Radoc
Rainier Radoc is a registered investment advisor at LPL Financial LLC, based in Orange, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Orange, CA
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Regulatory History (1)
Financial
July 2024Other Business Activities
Rainier operates under Jaguar Capital Management as a DBA for their LPL business, dedicating full-time hours to this investment-related activity. Rainier also has a business entity, Rsquared FS LLC, for tax and investment purposes, but it is not investment related.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
R & R Financial
Grape Modern Wealth Management
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.