Billy Floyd Sims

38 Years of Experience

2 DisclosuresBroker

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningDivorce PlanningHigh Net Worth

Isc Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,989 clients

Average Client Portfolio

$774K average

Assets Under Management

$1.5B

Fee Structure

Minimum Annual Fee:$5,000

Location

3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2017

Dismissed

Regulatory

February 1990

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Isc Advisors, INC.

July 2019 - Present · 6 yrs 7 mos

Institutional Securities Corporation

June 2019 - Present · 6 yrs 8 mos

Institutional Securities CorporationBroker

June 2019 - Present · 6 yrs 8 mos

Previous Registrations

Brazos Securities, INC.

June 2006 - December 2019 · 13 yrs 6 mos

T.L. Group, INC.Broker

April 1995 - November 1995 · 7 mos

D. H. Miller Investments, INC.Broker

October 1993 - December 1993 · 2 mos

Brazos Securities, INC.Broker

March 1989 - December 2019 · 30 yrs 9 mos

Home Shopping Club Securities, INC.Broker

July 1987 - April 1989 · 1 yr 9 mos

H.D. Vest Investment Securities, INC.Broker

February 1987 - September 1987 · 7 mos

Zane May Securities INC.Broker

October 1986 - November 1986 · 1 mo

State Registrations12 states

AZCACOFLGAILLANCOHOKTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.