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ChFC
KH
ChFC

Kathryn Hunteman

Isc Advisors, INC.
32 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kathryn Hunteman is a ChFC-designated registered investment advisor at Isc Advisors, INC., based in Dallas, TX, with 32 years of industry experience. Kathryn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,928 clients with $1.6B in assets under management.

Isc Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,928 clients
Average Client Portfolio
$839K average
Assets Under Management
$1.6B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.30%

Maximum annual fee is 1.30%. All fees are subject to negotiation. Retirement plan accounts are subject to a $5,000 minimum annual account fee, and accounts under the Empower platform utilizing ISC Advisors-managed models are charged an additional 0.05%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathryn provides financial services training for State Farm through Focus Tracks, including training on life/health insurance, bank products, and mutual funds. This activity requires a few hours per week, with minimal time during trading hours.

Employment History
Current Registrations
Isc Advisors, INC.
January 2017 - Present · 9 yrs 9 mos
Institutional Securities Corporation
January 2017 - Present · 9 yrs 9 mos
Institutional Securities CorporationBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
State Farm Vp Management CORP.Broker
August 2008 - December 2016 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2004 - July 2008 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - July 2008 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2003 - May 2004 · 1 yr 4 mos
Cibc World Markets CORP.Broker
March 2001 - January 2003 · 1 yr 10 mos
Prudential Securities IncorporatedBroker
February 1996 - March 2001 · 5 yrs 1 mo
Rauscher Pierce Refsnes, INC.Broker
September 1994 - January 1996 · 1 yr 4 mos
Southwest Securities, INC.Broker
January 1994 - September 1994 · 8 mos
State Registrations7 states
ARFLINNMOKTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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