WQ
CFA
WQ
CFA
William Quick is a CFA-designated registered investment advisor at Morgan Stanley, based in Easton, MD, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
28601 Marlboro Avenue, Suite 201, Easton, MD, 21601
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014Denied
Customer Dispute
January 2006Denied
Customer Dispute
March 2005Denied
Customer Dispute
October 2002Denied
Other Business Activities
William is a board member of the Denton Town Planning Commission in Maryland since 2009. He dedicates minimal time to this government-related activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
September 2022 - Present · 3 yrs 10 mos
Morgan Stanley
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2022 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2008 - September 2022 · 14 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
January 2007 - January 2008 · 1 yr
A. G. Edwards & Sons, INC.
January 2007 - January 2008 · 1 yr
Morgan Stanley
November 2000 - January 2007 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2000 - January 2007 · 6 yrs 3 mos
Salomon Smith Barney INC.Broker
June 1999 - October 2000 · 1 yr 4 mos
First Income Securities NetworkBroker
September 1993 - July 1999 · 5 yrs 10 mos
Meridian Associates, INC.Broker
January 1990 - September 1993 · 3 yrs 8 mos
Derand/pennington/bass, INC.Broker
April 1987 - January 1990 · 2 yrs 9 mos
Blinder, Robinson & Co.,inc.Broker
August 1986 - May 1987 · 9 mos
State Registrations44 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMONCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.