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CFP
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CFP

Ronald Flohr

Morgan Stanley
17 Years of Experience
Easton, MD
Broker
View SEC Summary
View SEC Summary

Ronald Flohr is a CFP-designated registered investment advisor at Morgan Stanley, based in Easton, MD, with 17 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

28601 Marlboro Avenue, Suite 201, Easton, MD, 21601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan StanleyBroker
October 2020 - Present · 6 yrs
Morgan Stanley
October 2020 - Present · 6 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - October 2020 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - October 2020 · 5 yrs 2 mos
LPL Financial LLC
July 2012 - August 2015 · 3 yrs 1 mo
LPL Financial LLCBroker
May 2012 - August 2015 · 3 yrs 3 mos
Mercantile Brokerage Services, INC.Broker
December 2006 - September 2007 · 9 mos
The O.N. Equity Sales CompanyBroker
August 2004 - August 2005 · 1 yr
American Portfolios Financial Services, INC.Broker
June 2004 - August 2004 · 2 mos
New England Securities Corporation
August 2002 - March 2004 · 1 yr 7 mos
New England SecuritiesBroker
July 2002 - March 2004 · 1 yr 8 mos
Waddell & Reed, INC.Broker
October 2001 - April 2002 · 6 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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