LG
LG

Louis Glaser

38 Years of Experience
Nashville, TN
1 DisclosureBroker

Louis Glaser is a registered investment advisor at RBC Capital Markets, LLC, based in Nashville, TN, with 38 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

818 18th Ave South, Suite 100, Nashville, TN, 37203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
Other Business Activities

Louis is a partner in The Glaser Brothers Partnership, receiving royalties from music and disbursing them to other partners. He spends a few hours per week on this activity, which involves marketing music and releasing remastered tracks.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2024 - Present · 2 yrs
RBC Capital Markets, LLC
May 2024 - Present · 2 yrs
RBC Capital Markets, LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Truist Advisory Services, INC.
August 2016 - May 2024 · 7 yrs 9 mos
Suntrust Investment Services, INC.
January 2003 - December 2016 · 13 yrs 11 mos
Truist Investment Services, INC.Broker
February 1996 - May 2024 · 28 yrs 3 mos
Suntrust Securities, INC.Broker
February 1988 - December 1994 · 6 yrs 10 mos
Third National Brokerage Services, INC.Broker
August 1986 - February 1988 · 1 yr 6 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILINKYLAMAMDMNMOMSNCNENMNYOHOKORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Glaser - Financial Advisor | TrueAdvisor